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Financial Services

We have an excellent reputation in a number of niche financial services practices. Having advised financial institutions, as well as employees, on issues ranging from Financial Conduct Authority enforcement proceedings to corporate acquisition and financing, we have a strong focus on what is important to the sector.

We provide a full range of contentious and non-contentious support for investment firms, investors, funds and their promoters.

Our clients are active in all of the following areas:

  • wealth and investment management
  • brokerage and investment trading
  • real estate funds and finance
  • hedge funds
  • private equity
  • EIS/SEIS and VCT management
  • payment services and e-money
  • collective investment scheme operation and avoidance
  • fractional investment
  • crowd funding and multi-user web site services
  • alternative asset finance (e.g. litigation, fine art)

Our services include:

  • Financial regulation and investment funds
  • Capital raising for investment funds and EIS schemes
  • Corporate restructuring
  • Investigations, enforcement and financial crime
  • Internal investigations
  • Financial services and investor litigation
  • Employment and partnership advice
  • LLPs and LLP conversion
  • Trading, clearing and settlement systems
  • Corporate issues for investment firms and investors

Get in touch

Jane Amphlett

Jane Amphlett : Partner